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Operational guide · Operational procedure

Pre-PSC Checklist

Practical preparation in the hours and days before a Port State Control inspection: what to check, in what order, and why doing it well in advance changes the outcome.

PSCchecklistinspectionpreparation

Operational Explanation

PSC preparation is an ongoing review of documents, ship condition and crew familiarity. Record defects and corrective action in the SMS: a completed checklist alone neither demonstrates compliance nor guarantees an inspection outcome.

Pre-PSC preparation covers three levels: documentary (certificates, records), operational (the actual functioning of safety equipment) and human (the crew's knowledge of their own responsibilities and procedures).

Regulatory Reference

There is no single rule governing the "pre-PSC checklist": it is good practice derived from the substantive requirements of SOLAS, MARPOL, MLC and the ISM Code, organised to facilitate systematic verification of compliance before arrival in port.

Scope of Application

Ships subject to PSC: use the checklist as a company tool under the SMS, maintenance programme and applicable requirements. Pre-call review is an organizational practice; there is no universal PSC interval for repeating all tests.

Procedure / How to Complete It

  1. Verify the validity of all statutory and class certificates, including intermediate survey deadlines.
  2. Check results and due dates for critical-equipment tests; perform due or necessary tests under procedures, manuals and risk assessment, coordinating bridge and engine room. Do not create blackouts, discharges or other unsafe conditions to prepare for inspection.
  3. Verify consistency between the records (ORB, GRB, radio log) and the actual physical situation on board.
  4. Confirm that the muster list is up to date and that the crew, particularly recently embarked members, know their emergency role.
  5. Verify the closure status of open NCs and the availability of CAPA documentation for any requests.
  6. Carry out an internal inspection round (walk-around) in the days before arrival, with the same mindset as a Port State Control Officer (PSCO).

Practical Example

Company example: assign pre-arrival review to the responsible officers early enough to correct defects. A 48-hour lead time may be selected in the SMS but is not a general PSC deadline.

What Typically Goes Wrong

A failed test or discrepancy between a record and equipment requires investigation and corrective action, not a checklist signature. Assess operational impact, permitted temporary measures and required notifications.

Common Mistakes Mistake Library

MistakeConsequenceHow to avoid it
Checklist applied only when an inspection is considered 'likely'Pre-existing deficiencies remain undetected at port calls perceived as low riskApply the checklist systematically at every port call, regardless of the perceived probability of inspection
Documentary verification only, without actual functional testing of the equipmentA valid certificate does not guarantee that the equipment actually worksCheck due tests and results; perform necessary tests through a safe procedure
Checklist completed by a single person without area-based distributed responsibilityAreas less familiar to the person completing it get overlookedDistribute the verification among the officers responsible for each area

What the PSCO Checks

The PSCO checks certificates, general condition and crew familiarity according to inspection type. THETIS supports selection and recording; a company checklist is not equivalent to official inspection. Paris MoU: Inspection Type.

Operational Tips

Preparation checklist

Educational checklist. This summary supports learning and preparation only. It does not replace the vessel’s approved procedures, manuals, statutory documents, company SMS, or applicable official requirements. Completing it demonstrates neither compliance nor readiness for an inspection: it shows that a list has been read, not that the ship is in order. Always verify the current documents carried on board.

FAQ

How often should the pre-PSC checklist be applied?
Integrate review into port-call preparation under the SMS. Individual test and maintenance intervals follow their respective requirements and manuals, not a single PSC deadline.
Does the pre-PSC checklist replace the internal ISM audit?
No: they are complementary. The pre-PSC checklist is a more frequent, targeted pre-arrival operational check; the internal ISM audit is a broader, more structured verification of the entire SMS.
What should be done if the checklist reveals a deficiency shortly before arrival?
Inform the master and activate the SMS: document, assess risk and correct. Involve the Company/DPA and notify flag/RO and port authorities where required by the defect and applicable instrument; reporting only to the DPA does not replace those duties.

Related Topics

Last substantive revision of this page: 15 September 2026 · page fingerprint 688328ef1da6